Oakalls Consultancy

Law firms ignore regulatory compliance at their peril.

Now more than ever, it is important that firms take ownership of their regulatory compliance response and develop systems, controls and procedures to comply with the SRA Handbook. The SRA expects firms to demonstrate an outcomes-focused and risk-based approach. Off the peg is no longer appropriate and firms need to develop a bespoke approach which takes into account their business model, their clients, and their workbase.

Regulatory News

March 2014

The SRA publishes a Risk Outlook which is regularly updated to reflect the regulator’s changing priorities and its response to emerging and identified risks. The Spring 2014 Risk...

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