Oakalls Consultancy Limited provides regulatory compliance, consultancy and training services to lawyers. Its founder is Tracey Calvert, a lawyer who has had many years’ experience of working in the law and in the regulatory industry and who has an expert knowledge of regulation, professional conduct, financial services and anti-money laundering policy.
What we do:
- General compliance consultancy service – one-off and retainer arrangements
- Pre-recorded presentations and guides on regulatory topics
- Initial assessment of baseline regulatory compliance and risk management position
- COLP and COFA training and support services
- Assistance with drafting of policies, systems and controls needed to comply with SRA Standards and Regulations
- Other compliance training of managers and employees
- Provision of on-going regulatory support and updates including off-site support services and ethics guidance service
- Specialist accounts, financial services and anti-money laundering and data protection compliance training
- Services to in-house lawyers and legal teams
- Advice and assistance to prospective freelance solicitors and new law firms, including alternative business structures
- Assistance with data protection legislation and compliance